Heck Capital Ranked as a Top 50 Fee-Only RIA Firm by Financial Planning Magazine

Heck Capital is honored to be ranked a Top 50 Fee-Only RIA Firm by Financial Planning Magazine in the November/December 2024 issue of the publication. Thank you to our clients!

Methodology: Using the below criteria from Financial Planning, data partner COMPLY gathered the rankings by scraping registered investment advisory firms’ filings with the Securities and Exchange Commission. The resulting group of firms spans 3,880 financial advisors and nearly 10,450 employees.

Criteria: Firms must have zero registered representatives of a broker-dealer. At least 50% of the firm’s clients must be individuals or high net worth individuals. Firms must not list commissions as a compensation arrangement. Firms must have more than zero financial planning clients. Firms must not list commission-taking businesses in “other business activities.” Firms cannot be affiliated under common ownership with commission-taking businesses.

Note: In the absence of an official regulatory classification and definition for the titles “financial planner” or “financial advisor,” Financial Planning used the closest available figure available through Form ADV requiring firms to state the number of employees “registered with one or more state securities authorities as investment adviser representatives.” No compensation was provided by Heck Capital to be included in this ranking.

Heck Capital is an independent, Registered Investment Advisory Firm providing comprehensive investment management, personalized advice, and strategic financial guidance since the 1950s.

We serve goal-driven individuals, families, established institutions, non-profit organizations, and foundations/endowments; striving to help our clients achieve their investment objectives, helping to simplify their financial lives, with the goal to create lasting legacies.